Thursday, December 04, 2014

Passenger has no expectation of privacy in a car that isn’t his and in which he is not present when car is seized and searched. For a 924(c) count, indictment does not necessarily have to allege that a gun was possessed “in furtherance of” a crime of violence. Even after Alleyne, prior convictions that trigger mandatory minimums do not have to be proven to a jury beyond a reasonable doubt. Within guideline sentence did not violate 8th Amendment.

After an unsuccessful motion to suppress, Burnett went to trial and was convicted of robbing a jewelry store at gunpoint.  At sentencing, the district court found that ACCA applied and that the career offender guidelines applied and sentenced Burnett to a total of 288 months, a within guideline sentence.  The Third Circuit addressed several issues on appeal:

·       Burnett’s motion to suppress was properly denied because Burnett lacked standing to challenge the search.  Burnett was the passenger in a getaway car.  He and the driver abandoned the car on the street and fled.  The police found the car, got a search warrant, and found evidence of the robbery in the car.  The Court held that Burnett, who did not own the car and who left it before the police seized it, had no standing to challenge the search of the car because he had no privacy interest in the car.  REMEMBER, under Brendlin v. California, 551 US 249 (2007), passengers of cars still have standing to challenge an illegal traffic/car stop and can move to suppress any evidence found inside the car as fruit of the bad traffic stop.

·       The photo array in this case was not unduly suggestive.  The men in the array all had similar skin color, were similarly aged, were all balding, and all had goatees – like Burnett.

·       The indictment was not deficient for failing to allege the “in furtherance of” element of an offense under § 924(c).  924(c) has two prongs: (1) using or carrying a gun during and in relation to an underlying offense, and (2) possessing a gun “in furtherance of” the underlying offense.  Burnett’s indictment alleged that he used or carried a gun during the robbery and therefore did not have to allege the “in furtherance of” prong. 

·       Burnett waived his claim that the government’s evidence was insufficient by making only a conclusory assertion that the evidence was insufficient.  Even if this claim wasn’t waived, the evidence (eyewitness & co-defendant testimony and DNA evidence) was sufficient.

·       The district court did not err under Alleyne when it found Burnett was an Armed Career Criminal without his predicate convictions having been alleged in the indictment and submitted to the jury.  The Supreme Court has not extended the Apprendi rule to proof of prior convictions.  Judges can find, based on a preponderance of the evidence, the existence of prior convictions leading to a mandatory minimum. 

·       Burnett’s 24 year sentence, which was within the guidelines, was not cruel and unusual punishment under the 8th Amendment because the sentence was proportionate to the gravity of the offense.  During the robbery, Burnett terrorized victims with a gun, forced them to the floor, and bound them with ties. He also clubbed a victim who tried to escape, requiring seven surgical staples to the victim’s head. This was also not aberrant behavior for Burnett, who had a prior record for violent robberies and assault. Finally, Burnett threatened the arresting officers in this case with a box cutter, resulting in an altercation that led to him getting shot in the chest.  The fact that sentence was within the guidelines in and of itself is strongly suggestive of proportionality.

Thursday, November 20, 2014

Delay in presentment in pursuit of cooperation was unreasonable. Defendant's motion to suppress confession should have been granted.

In United States v. Thompson, 13-1874, the Third Circuit Court of Appeals affirmed the district court's denial of Mr. Thompson's motion to suppress fruits of an unlawful search, but reversed the suppression ruling regarding his statements.

Thompson was the subject of a traffic stop in Texas.  During the stop officers located a quantity of marijuana and cocaine.  He was charged locally with the marijuana and posted bond.  He was not charged locally with the cocaine, nor was he informed that law enforcement discovered it.  Weeks later, the DEA believing Thompson to be involved with a drug trafficking group known as the "Cali Connect" executed search warrants at residences believed to be associated with that group in various states, including Pennsylvania, Indiana, and California.  Agents searched Thompson's home in California and discovered a quantity of cocaine.  He was subsequently taken the DEA head-quarter's which was an hour and a half drive.  During the drive the agents "laid the case out" for him.  More than 6 hours after his arrest, Thompson agreed to cooperate.  Agents then interrogated Thompson and had Thompson place phone calls in an effort to do a "reverse buy bust" on a co-conspirator.  The agents did not present Thompson with a written waiver of his right to prompt presentment until more than 12 hours after his arrest.  Once they did, Thompson ceased the interview.  Although the cooperative efforts resumed the next day, it was clear that the reverse buy bust" would not come to fruition.  Thereafter Thompson was taken for his initial appearance, which was nearly 48 hours after his arrest.

Thompson filed a motion to suppress the traffic stop in Texas and the statements in California.  Both were denied.  Thompson pled guilty to conspiracy to distribute 5 kilograms or more of cocaine with a plea agreement that permitted an appeal of the denial of his suppression motions.  He was sentenced to 292 months imprisonment and this appeal followed.

Thompson first argued that the extension of the traffic stop to include a K-9 search was not based on reasonable suspicion.  At the outset, the parties agreed the initial stop was valid because Thompson was speeding.  But once the purpose for that stop ended, Thompson argued the extension of the stop was unlawful.  The Third Circuit disagreed, finding that the stop was lawfully extended based on the totality of the circumstances which included the following:  1) the officer has approximately 1500 traffic stops, 10 of which involved the discovery of contraband on the very corridor that Thompson was traveling; 2) the officer was trained to recognize indicators of drug smuggling; 3) Thompson's explanation about his travel to Indiana for three weeks and corresponding small amount of luggage was suspicious; 4) Thompson was visibly nervous with a shaky voice and a visible pulse in his neck; and 5) when questioned about his criminal history he only mentioned one firearms conviction but neglected to mention his prior convictions for drug offenses.

Thompson next argued that his confession should be suppressed because it was taken in violation of the McNabb-Mallory exclusionary rule, i.e. per F.R.Cr.P Rule 5(a)(1)(A) one who is arrested must be taken "without unnecessary delay before a magistrate judge" for presentment.  This way, a judge can inform the defendant of the right to remain silent, inform him/her of the charges, and the right to counsel - all in an effort to prevent Government overreaching.    In reviewing this claim, the Court determined without difficulty that Thompson's confession occurred outside of the "safe-harbor period" - i.e. beyond the first 6 hours of the his detention.  The Court next reviewed whether the confession made outside this time period was reasonable and necessary.  It found neither.  The Court remarked that delays related to transportation and related to searching Thompson's residence were reasonable.  But, the Court found the remaining hours of delay were "in pursuit of cooperation" and that was unreasonable.  The Court held firmly that, "[w]e must hold that pursuit of cooperation is not a reasonable excuse for the delay in presentment.  Were we to hold otherwise, the resulting imprecision would lead to confusion on where to draw the line between engagement based on a mutual desire to cooperate, versus law enforcement's desire to interrogate, with the hope that cooperation may result."  The Court did not want any grey area on this issue.  As such, Thompson's statements should have been suppressed and the judgment was vacated and the matter remanded.

McKee, Fuentes, and Greenaway, Jr.

Monday, November 10, 2014

Exclusionary rule does not apply when agents executing an otherwise valid search warrant fail to provide to the homeowner a list of items sought

U.S. v. Franz, No. 13-2406, 2014 WL 5565457 (3dCir. Nov. 4, 2014)

A police officer executing an otherwise valid search warrant failed to provide the list of items sought to the homeowner.  Although it acknowledged that the warrant, as presented to the homeowner, was constitutionally deficient, the Court examined the totality of the circumstances. It considered the officer's conduct in obtaining and executing the warrant, and what the officer knew or should have known.  The rookie officer consulted with federal prosecutors and explained to the homeowner what items the warrant sought, but mistakenly believed that an order sealing the warrant prohibited him from providing the list of items sought to the homeowner.  Under these circumstances, application of the exclusionary rule would have little deterrent effect since the officer’s conduct was not deliberate, reckless, or grossly negligent.  

During trial, the court allowed the prosecutor to show graphic images of children being sexually assaulted to the jury using a projector that enlarged the images on a screen.  The trial court later ruled that the images were inadmissible, told the jury to disregard them, and gave a curative instruction.  On appeal, the Third Circuit agreed with the government that the display of the graphic images to the jury was harmless beyond a reasonable doubt. 

Tuesday, October 28, 2014

Circuit Court grants habeas petition, finding trial counsel provided ineffective assistance of counsel regarding the availability of safety valve reduction and noting that the District Court’s statements during the plea colloquy did not alleviate counsel’s error.

United States v. Bui, No. 11-3795, 2014 WL 5315061 (October 20, 2014)

Dung Bui was indicted on the following four drug counts: (1) conspiracy to manufacture more than 1,000 marijuana plants, in violation of 21 U.S.C. § 846; (2) manufacturing and aiding and abetting the manufacturing of more than 100 marijuana plants, in violation of 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2; (3) using a house to manufacture and distribute marijuana, in violation of 21 U.S.C. § 856(a)(1); and (4) manufacturing and distributing marijuana "within 1,000 feet of the real property comprising Hampden Park, Reading, Pennsylvania, an athletic field owned and operated by the Reading School District," in violation of 21 U.S.C. § 860(a) and 18 U.S.C. § 2.

Bui pled guilty to counts one and four as part of a plea agreement because his counsel told him and his family that he was safety valve eligible and thus could get a reduced sentence. His counsel filed a §3553(f) motion for a sentence reduction, but later withdrew the motion, explaining that under United States v. McQuilkin, 78 F.3d 105 (3d Cir. 1996), §3553(f) did not apply to convictions under 21 U.S.C. §860 (count four). In his pro se habeas petition, Bui argued that (1) his guilty plea was induced by his counsel’s misrepresentations and, as result, was not voluntary or knowing; (2) the erroneous safety valve advice was ineffective assistance; (3) the District Court erred in receiving his guilty plea when there were no facts supporting whether Hampden Park was a school; and (4) by neglecting to explain the factual predicate for the §860(a) violation, his counsel was ineffective.

Applying the Strickland test, the Third Circuit agreed with Bui’s second argument that his counsel was ineffective. Under the first prong of the test (counsel’s errors were "so serious that counsel was not functioning as the ‘counsel’ guaranteed by the Sixth Amendment"), Bui’s counsel provided him erroneous advice regarding the applicability of the safety valve reduction. The Court also noted that counsel filed the 3553(f) motion, "which he apparently did not research until immediately before the sentencing hearing," and that his "lack of familiarity with an eighteen-year-old precedent and his erroneous advice based on that lack of familiarity demonstrate counsel's performance fell below prevailing professional norms required by [United States v.] Smack [, 347 F.3d 533 (3d Cir. 2003)] and Strickland."

Furthermore, the Court explained that "[u]nlike the majority of guilty plea cases, the District Court’s plea colloquy here did not serve to remedy counsel’s error." Many of the District Court’s statements "serve[d] to reinforce" counsel’s incorrect advice and "the District Judge never stated that Bui was ineligible for the safety valve reduction due to his decision to plead guilty to the §860 offense."

Bui satisfied the second prong of the Strickland test ("but for" the errors, the result would have been different) because there would have been no incentive to plead guilty if he was not going to benefit from the safety valve reduction. The Court did not reach the issue of whether Hampden Park was a school district, which was the basis of the § 860 violation, but noted that factual and legal arguments exist on whether the park is a school, and thus remanded.

The procedural history of this case is also interesting. The District Court found that Bui’s guilty plea was knowing and voluntary and thus the collateral-attack waiver was enforceable and that Bui did not establish prejudice. The Third Circuit granted Bui’s request for a certificate of appealability and appointed appellate counsel, who then filed an Anders brief.  The Court permitted counsel to withdraw and appointed new counsel. Notably, the government did not seek to enforce the collateral waiver, "acknowledging that ‘Bui’s appeal rises or falls on the basis of his claim that he should be relieved of his guilty plea, which included the waiver.’" See here and here for more on appellate waivers in the Third Circuit.

Friday, October 24, 2014

Good Faith Exception to Fourth Amendment Exclusionary Rule Applies to Pre-Jones GPS Surveillance

In United States v. Katzin, No. 12-2548, 2014 WL4851779 (3d Cir., Oct. 1, 2014), Defendants challenged the warrantless tracking by FBI agents via a GPS device. The agents installed the device onto Defendants’ van in December, 2010, after Defendants had been identified as suspects in a string of pharmacy burglaries. The GPS surveillance was conducted over the course of two days. Subsequently, the U.S. Supreme Court rendered its decision in United States v. Jones, 132 S.Ct. 945 (2012), in which the Court ruled that GPS installation and surveillance constituted a search that is subject to the warrant requirements of the Fourth Amendment. Citing Jones, the trial court in Katzin suppressed the evidence gathered via GPS. A panel of the Third Circuit affirmed the lower court’s ruling that a warrant was required in this instance. The panel also held that the good faith exception to the Fourth Amendment=s exclusionary rule did not apply, thereby upholding the district court’s suppression order. The Third Circuit sitting en banc, reached the opposite conclusion. Citing United States v. Leon, 468 U.S. 897 (1984), and Davis v. United States, 131 S.Ct. 2419 (2011), the court ruled that, as the police conduct occurred before the Supreme Court had issued its ruling in Jones, the good faith exception to the Fourth Amendment=s exclusionary rule applied to save the GPS evidence from exclusion.
The Third Circuit cited Herring v. United States, 555 U.S. 135 (2009), to conclude that suppression is warranted only where police are sufficiently deliberate and culpable that deterrence will be effective and outweigh the costs of suppression.  

The Third Circuit determined that suppression is unwarranted in these circumstances if, in light of the totality of the circumstances, the officers possessed an objectively reasonable good faith belief that their conduct was lawful. Pursuant to Davis v. United States, 131 S.Ct. 2419 (2011), the Court held that the agents acted in accordance with Abinding appellate precedent,@ namely the Supreme Court’s decisions in United States v. Knotts, 460 U.S. 276 (1983), and United States v. Karo, 468 U.S. 705 (1984). Knotts and Karo both involved the warrantless installation of a beeper onto a canister containing contraband, and surveillance of the suspects’ vehicles on public roads. Despite the factual dissimilarities between beepers and GPS, and the tracking at issue, the Court held that the agents’ reliance upon these Supreme Court rulings was objectively reasonable.  

In the alternative holding, the Third Circuit ruled that the existence of “binding appellate precedent” is not necessary to a finding of good faith. Davis happened to involve such precedent, but the good-faith issue is broader, asking whether agents had an objectively reasonable belief that they were acting lawfully. The Circuit answered that question in the affirmative here, based on the totality of the circumstances.


Wednesday, October 15, 2014


Appellants Ronald Salahuddin, a former deputy mayor of Newark, and Sonnie Cooper, a demolition contractor, appealed their convictions under the Hobbs Act, 18 U.S.C. §1951(a), for conspiring to extort under color of official right.  Specifically, Salahuddin was charged with using his office to obtain charitable and political donations, and to direct contracts to Cooper’s business.  There was also evidence that Salahuddin was a “silent partner” in Cooper’s demolition business.  The government used a confidential informant (“C.I.”) to gather evidence against the appellants.  The C.I., in turn, avoided prosecution on bribery and tax evasion charges.  Appellants were charged in a five count indictment, but were convicted only of the conspiracy charge.  They each raised numerous, separate issues on appeal, which the Third Circuit rejected in United States v. Salahuddin (13-1751).

            Salahuddin argued that conviction under the Hobbs Act required proof of an overt act. As a matter of first impression, the Third Circuit ruled that conviction under the conspiracy provisions of the Hobbs Act does not require proof of an overt act.  The appellate court applied the Supreme Court holdings in U.S v. Shabani, 513 U.S. 10 (1994) and Whitfield v. U. S., 543 U.S. 209 (2005), which stand for the proposition that when a statue is silent on the issue of overt acts, then proof of an overt act is not required.  While most circuits have ruled similarly, at least one circuit has required proof of an overt act.  On a related appellate issue, Salahuddin argued that the indictment was constructively amended because it included overt acts in the indictment, but the jury instructions did not require proof of those acts.  Initially the Third Circuit was unconvinced that the language in the indictment referred to overt acts.  More importantly, the Third Circuit rejected this argument because overt acts was not a required element of the offense.  

Salahuddin then argued that the government was required to show that at least one member of the conspiracy received a benefit from the conduct.  The Third Circuit rejected this argument.  The circuit court noted that a conspiracy charge differs from completion of an offense.  The fact that conspirators failed in their goal to obtain a benefit through extortion does not negate the conspiracy offense.  Therefore proof that defendants received the desired benefit is not required for conviction of conspiracy under the Hobbs Act.  

Additionally, Salahuddin raised several potential jury instruction errors.  First, he challenged his conviction on the basis that the jury was not instructed to find a quid pro quo arrangement between himself and the C.I. for the charitable donations to organizations supported by city officials in exchange for demolition work.  Since no quid pro quo requirement exists for cases involving non-campaign charitable donations, the trial court was not required to give such a jury instruction. Next, Salahuddin contended that in addition to the general unanimity instruction, the court should have sua sponte instructed the jurors that they needed to unanimously agree to facts supporting one object of the conspiracy.  The appellate court rejected this argument, finding that the trial court was not required to issue such a jury instruction.  Finally, Salahuddin challenged the jury instructions because the trial court did not initially provide the definition of extortion under color of official right when reading the jury instruction on conspiracy.  However, the trial court provided the definition moments later.  The appellate court found that the brief delay between the reading of the initial instruction and the definition was not plain error.

Appellant Cooper also raised several appellate issues, all of which were rejected by the Third Circuit.  First, Cooper challenged the denial of his Rule 33 motion.  Specifically, he argued that the evidence did not support the verdict because the C.I’s testimony was biased and false, and further the government did not provide sufficient evidence.  The Third Circuit affirmed the denial of the motion ruling that issues concerning the C.I.’s credibility were for the jury to weigh and decide.  Moreover, the jury was aware of the C.I’s motivations for testifying, i.e., his deal with the government.  Furthermore, in addition to the C.I’s testimony, the government provided recordings of the appellants which provided strong evidence against themselves. Finally, regarding evidentiary matters, the Third Circuit ruled that direct evidence was not necessary, but rather the charges could be proved through circumstantial evidence. 

Next, Cooper challenged the denial of his Rule 29 motion.  The motion was based on the same arguments made in support of the Rule 33 motion, plus he further argued that the jury’s not guilty verdict on the Hobbs Act attempt charge was inconsistent with the guilty verdict on the conspiracy charge.  The appellate court explained that the requirements for an attempt count are different from a conspiracy count.  Specifically, “attempt” requires evidence that the defendants took a substantial step toward completion of the extortion, while “conspiracy” does not require an overt act.   Also, it is possible to enter into a conspiracy, but not take a substantial step toward completion of the offense.  Therefore, the verdicts were not inconsistent. 

Lastly, Cooper argued that the trial court should have granted his motion to vacate the conviction based on “selective prosecution and outrageous government conduct.” This issue was waived because Cooper did not raise it before trial.

For all of the reasons discussed above, the Third Circuit affirmed the convictions of both Salahuddin and Cooper. 

Thursday, September 25, 2014

Once A Suspect is Arrested and the Scene Has Been Secured, The Exigent Circumstances Have Passed and The Fourth Amendment Requirement for a Search Warrant Reattaches.

            The existence of exigent circumstances is one of the few exceptions to the Fourth Amendment requirement for a search warrant prior to any search or seizure.  However, once the exigency is no longer present, a warrant is needed to continue the search.  In UnitedStates v. Mallory, (13-2025), the Third Circuit considered what factors demonstrate that the exigency has subsided. 

            In the early hours of the morning, officers were responding to a dispatch call concerning a group of men standing outside a four-story home; the group allegedly included a hooded individual armed with a gun.  The home belonged to Kamaal Mallory’s stepmother.  While outside of the house, Mallory was speaking with a police officer when they noticed a weapon in his waistband.  Appellant ran into the house and shut the door; officers pursued.  Officers cleared the home and the family members were ordered to wait outside under supervision of an officer.  The police then searched the home for Mallory and the weapon.  He was eventually found hiding in a locked bathroom, was placed under arrest, and handcuffed. While escorting appellant outside, officers searched another section of the home and found a revolver.  Mallory filed a motion to suppress the gun, which was granted by the trial court.  The Government appealed. 

            Initially, the appellate court addressed a few procedural issues.  First, Mallory challenged the appellate court’s jurisdiction to review the appeal arguing that the Government had failed to file a timely certification with its notice of appeal, as required by 18 U.S.C. §3731.  He further argued that the corrected certification was filed out of time.  The Third Circuit held that the clock begins ticking on the day an order is entered on the docket, not the day the decision is rendered.  Therefore, the appeal was timely because the error was corrected within the thirty day timeframe provided for in §3731.  Next, the circuit court determined that the proper standard of review for deciding the presence or absence of exigent circumstances is clear error for factual findings, but de novo review for deciding if those facts created a legal exigency justifying the warrantless search.  The Third Circuit further explained that exigent circumstances are reviewed under an objective standard, not based on the subjective intent of the officer. 

When determining if the warrantless search is justified, a court may consider, but is not limited to, the following factors:  (1)  the time that passes between the offense and the search;  (2) the nature of the offense; (3) whether the search occurred prior to or at the same time as the suspect’s apprehension; (4) if the premises/scene is secure; (5) whether there are other individuals in the house/on the scene that are unaccounted for; (6) whether the suspect or anyone present is being aggressive or otherwise threatening to the officers; (7) whether anyone present could reach and use the weapon; and (8) the intrusiveness of the search.  Based on these considerations, the Third Circuit held that in Mallory’s case, the exigency had passed and a warrant was required to continue any search of the house.  Mallory had been arrested and the house was secure; the family members were outside under the watch of other officers; after the initial flight, Mallory did not resist arrest when officers found him hiding in the bathroom; and there was no evidence that the family knew where the gun was or was going to move the weapon.  Therefore the exigency had passed with the intervening arrest and securing of the house, and the officers should have secured a warrant before searching further for the gun.  The Third Circuit upheld the suppression of the weapon.